Neural Network Watermarking (MPAI-NNW)

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1     Introduction. 1

2     How to submit a response. 2

3     Evaluation Criteria and Procedure. 3

4     Expected development timeline. 3

5     References. 4

Annex A: Information Form.. 5

Annex B: Evaluation Sheet 6

Annex C: Requirements check list 9

Annex D: Technologies that may require specific testing. 10

Annex E: Mandatory text in responses. 11

1        Introduction

Moving Picture, Audio and Data Coding by Artificial Intelligence (MPAI) is an international non-profit organisation with the mission to develop standards for Artificial Intelligence (AI) enabled digital data coding and for technologies that facilitate integration of data coding components into ICT systems [1]. With the mechanism of Framework Licences, MPAI intends to facilitate the establishment of patent pool inheriting clear IPR licensing frameworks from the standard development process [2].

MPAI standardisation is based on the following assumptions:

  1. Development, implementation and secure distribution of MPAI Standards requires a governed ecosystem [3].
  2. MPAI Application Standards are executed in an MPAI-specified secure environment called AI Framework [4].

Typically, AIMs are implemented with Neural Networks. During the last decade, Neural Networks have been deployed in an increasing variety of domains, but solutions and especially deep neural networks are costly. Therefore, MPAI has found the application area called “Neural Network Watermarking” is relevant for MPAI standardization because both provider and user of Neural Network Watermarking technologies may require:

  • the traceability and integrity of Neural Networks inside an AIM
  • methods to qualify a specific watermarking technology

both in the case when the watermarking is applied to a Neural Network and in the case when the watermarking is applied to the inference generated by a Neural Network.

The MPAI NNW covers application areas related to:

  • Identification of the ownership of a Neural Network
  • Identification of the Neural Network
  • Verification of the integrity of the Neural Network

This document is a Call for Technologies (CfT) that

  1. Satisfy the MPAI-NNW Use Cases and Functional Requirements (N793) and
  2. Are released according to the MPAI-NNW Framework Licence (N801), if selected by MPAI for inclusion in the MPAI-NNW standard.

All parties who believe they have relevant technologies satisfying all or most of the requirements of one or more than one Use Case described in N793 [5] are invited to submit proposals for consideration by MPAI. MPAI membership is not a prerequisite for responding to this CfT. However, proponents should be aware that, if their proposal or part thereof is accepted for inclusion in the MPAI-NNW standard, they will be requested to immediately join MPAI, or lose the opportunity to have their accepted technologies included in the standard.

MPAI will select the most suitable technologies based on their technical merits for inclusion in the MPAI-NNW standard. However, MPAI in not obligated, by virtue of this CfT, to select a particular technology or to select any of the proposed technology if those submitted are found inadequate.

Submissions shall be received to the MPAI secretariat (secretariat@mpai.community) by 2021/10/10 T23:59 UTC. The secretariat will acknowledge receipt of the submission via email. Submissions will be reviewed according to the schedule that the 25th MPAI General Assembly (MPAI-25) will define at its online meeting on 2022/10/12. For details on how non MPAI members who have made a submission can attend the said review sessions, details are available  by contacting the MPAI secretariat (secretariat@mpai.community).

2        How to submit a response

Those planning to respond to this CfT are:

  1. Advised that end online event was held on 2022/07/12 to present the MPAI-NNW CfT. The recording of that event is available at https://youtu.be/iM26lyQ4FHw.
  2. Requested to communicate their intention to respond to this CfT with an initial version of the form of Annex A to the MPAI secretariat (secretariat@mpai.community) by 2022/09/13. Submission of an Annex A helps MPAI to properly plan for the revision of submissions. However, it is not a commitment to make a submission and a response to this Call not preceded by the submission of Annex A will still be accepted.
  3. Advised to visit regularly the https://mpai.community/how-to-join/calls-for-technologies/ web site where relevant information will be posted.

Responses to this MPAI-NNW CfT may/shall include:

Table 1 – Optional and mandatory elements of a response

Item Status
Detailed documentation describing the proposed technologies mandatory
The final version of Annex A mandatory
The text of Annex B duly filled out with the table indicating which Functional Requirements identified in MPAI N793 [5] are satisfied. If some of the Functional Requirements of a Use Case are not satisfied, this should be explained. mandatory
Comments on the completeness and appropriateness of the MPAI-NNW Functional Requirem­ents and any motivated suggestion to amend and/or extend those Requir­ements. optional
A preliminary demonstration, with a detailed document describing it. optional
Any other additional relevant information that may help evaluate the submission, such as additional use cases. optional
The text of Annex E. mandatory

Respondents are invited to take advantage of the check list of Annex C before submitting their response and filling out Annex A.

Respondents are mandatorily requested to present their submission at a teleconference meeting to be properly announced to submitters by the MPAI Secretariat. If no presenter of a submission will in attendance to that meeting, the submission will be discarded.

Respondents are advised that, upon acceptance by MPAI of their submission in whole or in part for further evaluation, MPAI will require that:

  • A working implementation, including source code – for use in the development of the MPAI-NNW Reference Software and later publication as an MPAI standard – be made available before the technology is accepted for inclusion in the MPAI-NNW standard. Software may be written in programming languages that can be compiled or interpreted. Hardware Description Language implementations are also accepted.
  • A non-MPAI member immediately join MPAI. If the non-MPAI member elects not to do so, their submission will be discarded. Direction on how to join MPAI can be found online.

Further information on MPAI can be obtained from the MPAI website.

3        Evaluation Criteria and Procedure

Proposals will be assessed using the following process:

  1. Evaluation panel is created from:
    1. NNW-DC members in attendance.
    2. Non-MPAI members who are respondents.
    3. Non respondents/non MPAI member experts invited in a consulting capacity.
  2. No one from 1.1.-1.2. is denied membership in the Evaluation panel.
  3. Respondents present their proposals.
  4. Evaluation Panel members ask questions.
  5. If required objective tests are carried out after:
    1. The required tests are defined.
    2. The required texts are carried out.
    3. A report is produced.
  6. If required, at least 2 reviewers are appointed to review and report about specific points in a proposal.
  7. Evaluation panel members fill out Annex B for each proposal.
  8. Respondents respond to evaluations.
  9. Proposal evaluation report is produced.

4        Expected development timeline

Timeline of the CfT, deadlines and response evaluation:

Table 2 – Dates and deadlines

Step Date Time
Call for Technologies issued 2022/07/19
Notification of intention to submit proposal sent 2022/09/13 23.59 UTC
Submission deadline 2022/10/10 23.59 UTC
Evaluation of responses starts 2022/10/12 (MPAI-25)

Evaluation to be carried out during 2-hour sessions according to the calendar agreed at MPAI-25.

5        References

  1. MPAI Standards Resources; https://mpai.community/standards/resources/
  2. MPAI Patent Policy; https://mpai.community/about/the-mpai-patent-policy/
  3. Governance of the MPAI Ecosystem (MPAI-GME) V1; https://mpai.community/standards/resources/#GME
  4. AI Framework (MPAI-AIF) V1.1; https://mpai.community/standards/resources/#AIF
  5. Neural Network Watermarking (MPAI-NNW) Use Cases and Functional Requirements; MPAI N793; https://mpai.community/standards/mpai-nnw/use-cases-and-functional-requirements/
  6. Neural Network Watermarking (MPAI-NNW) Framework Licence; MPAI N801; https://mpai.community/standards/mpai-nnw/framework-licence/

Annex A: Information Form

This information form is to be filled in by a Respondent to the MPAI-NNW CfT

  1. Title of the proposal
  2. Organisation: company name, position, e-mail of contact person
  3. What are the main functionalities of your proposal?
  4. Will you provide a demonstration to show how your proposal meets the evaluation criteria?

Annex B: Evaluation Sheet

NB: This evaluation sheet will be filled out by members of the Evaluation Team.

Proposal title:

Main Functionalities:

Response summary: (a few lines)

Comments on Relevance to the CfT (Requirements):

Evaluation table:

Table 3Assessment of submission features

Note 1 The semantics of Submission Features is provided by Table 4
Note 2 Evaluation elements indicate the elements used by the evaluator in assessing the submission
Note 3 Final Assessment indicates the ultimate assessment based on the Evaluation Elements

 

Submission Features Evaluation Elements Final Assessment
Completeness of description

Understandability

Extensibility

Use of new technology

Efficiency

Test cases

Maturity of reference implementation

Content of the criteria table cells:

Evaluation facts should mention:

  • Not supported / partially supported / fully supported.
  • What supported these facts: submission/presentation/demo.
  • The summary of the facts themselves, e.g., very good in one way, but weak in another.

Final assessment should mention:

  • Possibilities to improve or add to the proposal, e.g., any missing or weak features.
  • How sure the evaluators are, i.e., evidence shown, very likely, very hard to tell, etc.
  • Global evaluation (Not Applicable/ –/ – / + / ++)

New Use Cases/Requirements Identified:

(please describe)

Evaluation summary:

  • Main strong points (qualitative description):
  • Main weak points (qualitative description):
  • Overall evaluation: (0/1/2/3/4/5)

0: could not be evaluated

1: proposal is not relevant

2: proposal is relevant, but requires significant more work

3: proposal is relevant, but with a few changes

4: proposal has some very good points, so it is a good candidate for standard

5: proposal is superior in its category, very strongly recommended for inclusion in standard

Additional remarks: (points of importance not covered above.)

Table 4 explains the submission features of Table 3.

Table 4 – Explanation of submission features

Submission features Criteria
Completeness of description Evaluators should

1.     Compare the list of requirements (Annex C of the CfT) with the submission.

2.     Check if respondents have described in sufficient detail to what part of the requirements their proposal refers to.

NB1: Completeness of a proposal for a Use Case is a merit because reviewers can assess that the components are integrated.

NB2: Submissions will be judged for the merit of what is proposed. A submission on a single technology that is excellent may be considered instead of a submission that is complete but has a less performing technology.

Understandability Evaluators should identify items that are demonstrably unclear (incon­sistencies, ambiguous sentences, etc.)
Extensibility Evaluators should check if respondent has proposed extensions to the Use Cases.

NB: Extensibility is the capability of the proposed solution to support use cases that are not supported by current requirements.

Use of new technology Evaluators should check if new technologies are proposed where widely adopted technologies exist. If this is the case, the merit of the new tech­nology shall be proved.
Efficiency Evaluators should assess power consumption, computational speed, computational complexity.
Test cases Evaluators should report whether a proposal contains suggestions for testing the technologies proposed
Maturity of reference implementation Evaluators should assess the maturity of the proposal.

Note 1: Maturity is measured by the completeness, i.e., having all the necessary information and appropriate parts of the HW/SW implementation of the submission disclosed.

Note 2: If there are parts of the implementation that are not disclosed but demonstrated, they will be considered if and only if such components are replicable.

Annex C: Requirements check list

Please note the following acronyms

KB Knowledge Base
QF Query Format

Table 5 – List of technologies identified in MPAI-NNW N793 [5]

Note: The numbers in the first column refer to the section numbers of N793 [5].

Requirement Response
Use cases
4. Additional/Comments on use cases Y/N
Impact of the watermark on the performance
5.1 List of Tasks to be performed by the Neural Network Y/N
5.1 Comment the process of testing the impact of the watermark injection on the performance Y/N
5.1.1.d Methods to measure the quality of the produced inference Y/N
Detection capability
5.2 List of potential modifications Y/N
5.2 Parameters and ranges of proposed modifications Y/N
Decoding capability
5.3 List of potential modifications, together with their corresponding parameters and ranges Y/N
5.3.5.i Suitable distance to evaluate the difference between the original and retrieved watermarks Y/N
Processing cost
5.4 Specification of testing environments Y/N
5.4 Specification of values characterizing the processing of NNs Y/N

Annex D: Technologies that may require specific testing

At this time, MPAI does not envisage specific technologies to be tested. If needed, such test will be defined on the basis of Table 3 in MPAI-NNW Use cases and functional requirement (N793).

Annex E: Mandatory text in responses

A response to this MPAI-NNW CfT shall mandatorily include the following text

<Company/Member> submits this technical document in response to MPAI Call for Technologies for Neural Network Watermarking (MPAI-NNW) (N792).

<Company/Member> explicitly agrees to the steps of the MPAI standards development process defined in Annex 1 to the MPAI Statutes (N421), in particular <Company/Member> declares that  <Com­pany/Member> or its successors will make available the terms of the Licence related to its Essential Patents according to the Framework Licence of MPAI-NNW (N801), alone or jointly with other IPR holders after the approval of the MPAI-NNW Technical Specif­ication by the General Assembly and in no event after commercial implementations of the MPAI-NNW Technical Specification become available on the market.

In case the respondent is a non-MPAI member, the submission shall mandatorily include the following text

If (a part of) this submission is identified for inclusion in a specification, <Company> understands that <Company> will be requested to immediately join MPAI and that, if <Company> elects not to join MPAI, this submission will be discarded.

Subsequent technical contribution shall mandatorily include this text

<Member> submits this document to MPAI-NNW Development Committee (NNW-DC) as a con­tribution to the development of the MPAI-NNW Technical Specification.

<Member> explicitly agrees to the steps of the MPAI standards development process defined in Annex 1 to the MPAI Statutes (N421), in particular  <Company> declares that <Company> or its successors will make available the terms of the Licence related to its Essential Patents according to the MPAI-NNW Framework Licence (N801), alone or jointly with other IPR holders after the approval of the MPAI-NNW Technical Specification by the General Assembly and in no event after commercial implementations of the MPAI-NNW Technical Specification become available on the market.